Tuesday, April 16 at 11:30am EDT/10:30am CDT

Trading Surveillance in 2019 and Beyond

RIMES and Aite Group are pleased to present our views on the 2019 trading surveillance needs in the U.S. and Canada. The CFTC, the SEC, IIROC, and other regulatory bodies have advertised advanced analytical capabilities and their expectation for firms to keep pace.

We will answer the following questions: 

• What are the key Regulatory initiatives and capabilities to be aware of?

• What is the competitive advantage to proactive surveillance?

• How do you bridge gaps effectively?

This will be a “state of the trading surveillance union” for financial firms operating in the U.S. and Canada. We offer you this comprehensive briefing to understand where the market is trending and how we can help you manage trading risk appropriately in 2019 and beyond.

Register today to join this complimentary webinar!

Spencer Mindlin
Spencer Mindlin
Capital Markets Industry Analyst
Aite Group
Scott Burke
Scott Burke
SME - Surveillance


How can we help?

If you have a question specific to your industry, talk with an Aite Group analyst.  Call us today to learn about the benefits of becoming a client.

Talk to an Analyst

Receive email updates relevant to you.  Subscribe to entire practices or to selected topics within

Get Email Updates